FILINGS
PFX 0001490349 | |||
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Filing Date | Form Type | Description | Document |
2019-12-16 | 10-K | 10-K | View Document |
2019-12-16 | 8-K | 8-K | View Document |
2019-12-11 | 4 | FORM 4 SUBMISSION | View Document |
2019-12-04 | 4 | FORM 4 SUBMISSION | View Document |
2019-12-03 | SC 13G/A | GLACIER POINT ADVISORS, LLC | View Document |
2019-11-27 | 4 | FORM 4 SUBMISSION | View Document |
2019-11-22 | 4 | FORM 4 SUBMISSION | View Document |
2019-11-21 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-11-21 | 425 | FORM 425 | View Document |
2019-11-21 | 8-K | CURRENT REPORT | View Document |
2019-11-19 | 4 | FORM 4 SUBMISSION | View Document |
2019-11-14 | 40-APP/A | AMENDMENT TO FORM 40-APP | View Document |
2019-11-13 | 4 | FORM 4 SUBMISSION | View Document |
2019-11-13 | 40-33 | FORM 40-33 | View Document |
2019-11-04 | SC 13G | SCHEDULE 13G | View Document |
2019-11-04 | 3 | FORM 3 SUBMISSION | View Document |
2019-10-29 | 4 | View Document | |
2019-10-29 | 4 | View Document | |
2019-10-28 | SC 13D/A | FORM SC 13D/A | View Document |
2019-10-15 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-10-15 | 425 | FORM 425 | View Document |
2019-10-10 | SC 13G/A | SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL | View Document |
2019-09-23 | SC 13G | GLACIER POINT ADVISORS | View Document |
2019-09-03 | 40-APP/A | AMENDMENT TO FORM 40-APP | View Document |
2019-08-16 | 8-K | CURRENT REPORT | View Document |
2019-08-09 | 10-Q | 10-Q | View Document |
2019-08-09 | 8-K | 8-K | View Document |
2019-08-02 | 425 | FORM 425 | View Document |
2019-08-02 | 425 | FORM 425 | View Document |
2019-08-02 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-08-02 | 8-K | CURRENT REPORT | View Document |
2019-07-31 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-07-31 | 425 | FORM 425 | View Document |
2019-07-29 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-07-29 | 425 | FORM 425 | View Document |
2019-07-29 | 425 | FORM 425 | View Document |
2019-07-29 | 8-K | CURRENT REPORT | View Document |
2019-07-25 | 8-K | CURRENT REPORT | View Document |
2019-06-12 | 8-K/A | 8-K/A | View Document |
2019-06-10 | 8-K | 8-K | View Document |
2019-06-05 | 8-K | CURRENT REPORT | View Document |
2019-06-03 | DFAN14A | DFAN14A | View Document |
2019-06-03 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-06-03 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-05-31 | DFAN14A | DFAN14A | View Document |
2019-05-28 | DFAN14A | DFAN14A | View Document |
2019-05-24 | DFAN14A | DFAN14A | View Document |
2019-05-22 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-05-21 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-05-21 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-05-16 | DFAN14A | DFAN14A | View Document |
2019-05-14 | DFRN14A | DFRN14A | View Document |
2019-05-13 | DFAN14A | DFAN14A | View Document |
2019-05-13 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-05-13 | DEFC14A | DEFC14A | View Document |
2019-05-10 | 10-Q | 10-Q | View Document |
2019-05-10 | 8-K | 8-K | View Document |
2019-05-09 | DEFC14A | View Document | |
2019-05-01 | PREC14A | PREC14A | View Document |
2019-04-24 | 3 | OWNERSHIP DOCUMENT | View Document |
2019-04-19 | PREC14A | PRELIMINARY PROXY STATEMENT | View Document |
2019-04-19 | 3 | View Document | |
2019-04-18 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-04-18 | 425 | FORM 425 | View Document |
2019-04-18 | 425 | FORM 425 | View Document |
2019-04-18 | 8-K | CURRENT REPORT | View Document |
2019-04-17 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-04-17 | 425 | FORM 425 | View Document |
2019-04-17 | 8-K | CURRENT REPORT | View Document |
2019-04-10 | N-2 | REGISTRATION STATEMENT | View Document |
2019-04-01 | DFAN14A | DFAN14A | View Document |
2019-04-01 | DFAN14A | DFAN14A | View Document |
2019-03-29 | 425 | FORM 425 | View Document |
2019-03-29 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-03-29 | 425 | FORM 425 | View Document |
2019-03-29 | 8-K | CURRENT REPORT | View Document |
2019-03-29 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-03-29 | 425 | FILING UNDER SECURITIES ACT RULE 425 | View Document |
2019-03-29 | 8-K | CURRENT REPORT | View Document |
2019-03-29 | DEFA14A | ADDITIONAL SOLICITING MATERIALS | View Document |
2019-03-29 | 425 | FILING UNDER SECURITIES ACT RULE 425 | View Document |
2019-03-22 | PREC14A | PREC14A | View Document |
2019-03-20 | 8-K | CURRENT REPORT | View Document |
2019-03-18 | 425 | FORM 425 | View Document |
2019-03-18 | 425 | FORM 425 | View Document |
2019-03-18 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-03-18 | 8-K | CURRENT REPORT | View Document |
2019-03-15 | SC 13G/A | SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC | View Document |
2019-03-15 | 425 | FORM 425 | View Document |
2019-03-15 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-03-15 | 425 | FORM 425 | View Document |
2019-03-15 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-03-14 | 8-K | CURRENT REPORT | View Document |
2019-03-12 | 8-K | 8-K | View Document |
2019-03-08 | 425 | FORM 425 | View Document |
2019-03-08 | 425 | FORM 425 | View Document |
2019-03-08 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
2019-03-08 | 8-K | CURRENT REPORT | View Document |
2019-03-08 | 425 | FORM 425 | View Document |
2019-03-08 | DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | View Document |
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